RNS Number : 5558X
Barclays PLC
26 April 2023
 

FORM 8.5 (EPT/NON-RI)

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN

EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS

(OR WHERE RI STATUS IS NOT APPLICABLE)

Rule 8.5 of the Takeover Code (the "Code")

1.

KEY INFORMATION

(a)

Name of exempt principal trader:

BARCLAYS CAPITAL SECURITIES LTD

(b)

Name of offeror/offeree in relation to whose

 relevant securities this form relates:

THG PLC

(c)

Name of the party to the offer with which exempt

 principal trader is connected

THG PLC

(d)

Date position held/dealing undertaken:

25 Apr 2023

(e)

In addition to the company in 1(b) above, is the exempt principal

 trader making disclosures in respect of any other party to the offer?

NO

2.

POSITIONS OF THE EXEMPT PRINCIPAL TRADER

(a)

Interests and short positions in the relevant securities of the offeror or offeree

 

to which the disclosure relates following the dealing (if any)

Class of relevant security:

0.5p ordinary


Interests

Short Positions

Number

(%)

Number

(%)

(1) Relevant securities owned and/or controlled:

3,512,617

0.27%

16,456,829

1.27%

(2) Cash-settled derivatives:

16,318,044

1.26%

2,553,378

0.20%

(3) Stock-settled derivatives (including options) and agreements to purchase/sell: 

0

0.00%

0

0.00%

 

 TOTAL:

 

19,830,661

1.53%

19,010,207

1.46%

 








(b)

Rights to subscribe for new securities (including directors and other executive options)

Class of relevant security in relation to

 which subscription right exists

 

Details, including nature of the rights

 concerned and relevant percentages:

 

3.

DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER

(a)

Purchase and sales

 






Class of relevant

 security

Purchase/sale

Total number of

 securities

Highest price per unit

 paid/received

Lowest price per unit

 paid/received

0.5p ordinary

Purchase

1344815

0.9405  GBP

0.9146  GBP

0.5p ordinary

Sale

2273042

0.9528  GBP

0.9223  GBP

 








(b)

Cash-settled derivative transactions

Class of

 relevant

 security

Product  description

Nature of dealing

Number of

 reference

 securities

Price per

 unit

0.5p ordinary

SWAP

Decreasing Long

1

0.9372  GBP

0.5p ordinary

SWAP

Decreasing Long

1

0.9258  GBP

0.5p ordinary

SWAP

Decreasing Long

2

0.9300  GBP

0.5p ordinary

SWAP

Decreasing Long

2

0.9315  GBP

0.5p ordinary

SWAP

Decreasing Long

4

0.9201  GBP

0.5p ordinary

CFD

Decreasing Long

65

0.9160  GBP

0.5p ordinary

CFD

Decreasing Long

71

0.9271  GBP

0.5p ordinary

CFD

Decreasing Long

13,457

0.9275  GBP

0.5p ordinary

SWAP

Decreasing Long

29,107

0.9358  GBP

0.5p ordinary

SWAP

Decreasing Long

55,506

0.9241  GBP

0.5p ordinary

CFD

Decreasing Long

180,754

0.9146  GBP

0.5p ordinary

CFD

Increasing Long

1

0.9200  GBP

0.5p ordinary

SWAP

Increasing Long

7

0.9322  GBP

0.5p ordinary

SWAP

Increasing Long

24

0.9213  GBP

0.5p ordinary

SWAP

Increasing Long

28

0.9300  GBP

0.5p ordinary

SWAP

Increasing Long

1,884

0.9345  GBP

0.5p ordinary

SWAP

Increasing Long

4,728

0.9358  GBP

0.5p ordinary

CFD

Increasing Long

4,999

0.9239  GBP

0.5p ordinary

CFD

Increasing Long

6,363

0.9271  GBP

0.5p ordinary

SWAP

Increasing Long

7,791

0.9528  GBP

0.5p ordinary

SWAP

Increasing Long

21,412

0.9208  GBP

0.5p ordinary

SWAP

Increasing Long

33,306

0.9086  GBP

0.5p ordinary

SWAP

Increasing Long

100,303

0.9245  GBP

0.5p ordinary

SWAP

Increasing Long

125,642

0.9293  GBP

0.5p ordinary

SWAP

Increasing Long

210,346

0.9271  GBP

0.5p ordinary

SWAP

Increasing Long

228,640

0.9272  GBP

0.5p ordinary

CFD

Increasing Long

359,419

0.9431  GBP

0.5p ordinary

SWAP

Opening Long

11,985

0.9295  GBP

0.5p ordinary

SWAP

Opening Long

33,712

0.9294  GBP

0.5p ordinary

SWAP

Opening Long

56,607

0.9293  GBP

 








(c)

Stock-settled derivative transactions  (including options)

(i)

Writing, selling, purchasing or varying

Class

 of

 relevant

 security

Product

 description

Writing,

 purchasing,

 selling,

 varying etc

Number

 of

 securities

 to which

 option

 relates

Exercise

 price

 per unit

Type

Expiry

 date

Option

 money

 paid/

 received

 per unit

 

 

 

 

 

 

 

 

 








(ii)

Exercising

 






Class of relevant

 security

Product description

Exercising/ exercised against

Number of

 securities

Exercise price per

 unit

 

 

 

 

 

 








(d)

Other dealings (including subscribing for new securities)

Class of relevant

 security

Nature of Dealings

Details

Price per unit (if

 applicable)

 

 

 

 

4.

OTHER INFORMATION

(a)

Indemnity and other dealings arrangements

Details of any indemnity or option arrangement, or any agreement or understanding,

 formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by

 the exempt principal trader making the disclosure and any party

 to the offer or any person acting in concert with a party to the offer:

NONE

(b)

Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between

 the exempt principal trader making the disclosure and any other person relating to:

 (i)   the voting rights of any relevant securities under any option; or

 (ii)   the voting rights of future acquisition or disposal of any relevant securities to which

 any derivative is referenced:

NONE

(c)

Attachments

Is a Supplemental Form 8 (Open Positions) attached?

NO

Date of disclosure:

26 Apr 2023

Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213

 

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