RNS Number : 0448P
Bank of America Merrill Lynch
15 June 2022
 

FORM 8.5 Replacement

 


 

The Form 8.5 THG PLC announcement released on 24/05/2022 under RNS 6185M has been amended.

 

 

Amendments are identified with an asterisk (*).

 


 

The full amended text is shown below

 

 

FORM 8.5 (EPT/RI)

 

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
 Rule 8.5 of the Takeover Code (the "Code")

 

1.

KEY INFORMATION

(a)

Name of exempt principal trader:

Merrill Lynch International

(b)

Name of offeror/offeree in relation to whose
relevant securities this form relates:
 Use a separate form for each offeror/offeree

THG PLC

(c)

Name of the party to the offer with which exempt principal trader is connected:

THG PLC

(d)

Date dealing undertaken:

23/05/2022

(e)

In addition to the company in 1(b) above, is the
exempt principal trader making disclosures in
respect of any other party to this offer?
 If it is a cash offer or possible cash offer, state "N/A"

NO

 

2.

DEALINGS BY THE EXEMPT PRINCIPAL TRADER

 

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class
of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

 

(a)

Purchases and sales

Class of relevant security

Purchases/
sales

Total number of securities

Highest price
per unit
paid/received

Lowest price
per unit
paid/received

0.5p ordinary

Purchase

*1,957,945

1.509 GBP

1.391 GBP

0.5p ordinary

Sale

* 2,773,138

1.461 GBP

1.391 GBP

 

(b)

Cash-settled derivative transactions

Class of
relevant security

Product description
e.g. CFD

Nature of dealing
e.g. opening/closing a
long/short position, increasing/reducing a
long/short position

Number of reference securities

Price per unit

0.5p ordinary

Swaps - Equity Swaps

Reducing a Long Position

4,768

1.76 USD

0.5p ordinary

Swaps - Equity Swaps

Closing a Short Position

15,482

1.394 GBP

0.5p ordinary

Swaps - Equity Swaps

Reducing a Short Position

507,042

1.4 GBP

0.5p ordinary

Swaps - Equity Swaps

Increasing a Long Position

3,150

1.391 GBP

0.5p ordinary

Swaps - Equity Swaps

Reducing a Long Position

242

1.391 GBP

0.5p ordinary

Swaps - Equity Swaps

Increasing a Long Position

11,623

1.391 GBP

0.5p ordinary

Swaps - Equity Swaps

Increasing a Short Position

11,623

1.391 GBP

0.5p ordinary

Swaps - Equity Swaps

Reducing a Short Position

3,170

1.391 GBP

0.5p ordinary

Swaps - Equity Swaps

Reducing a Short Position

170,857

1.418 GBP

0.5p ordinary

Swaps - Equity Swaps

Increasing a Short Position

189,231

1.43 GBP

0.5p ordinary

Swaps - Equity Swaps

Increasing a Short Position

20,347

1.391 GBP

0.5p ordinary

Swaps - Equity Swaps

Reducing a Short Position

242

1.391 GBP

0.5p ordinary

Swaps - Equity Swaps

Reducing a Short Position

211,012

1.418 GBP

0.5p ordinary

Swaps - Equity Swaps

Reducing a Long Position

2,219

1.43 GBP

0.5p ordinary

Swaps - Equity Swaps

Reducing a Long Position

716

1.41 GBP

0.5p ordinary

Swaps - Equity Swaps

Reducing a Long Position

1,098

1.411 GBP

0.5p ordinary

Swaps - Equity Swaps

Reducing a Long Position

1,058

1.43 GBP

0.5p ordinary

Swaps - Equity Swaps

Reducing a Long Position

1,059

1.411 GBP

0.5p ordinary

Swaps - Equity Swaps

Reducing a Long Position

76

1.417 GBP

0.5p ordinary

Swaps - Equity Swaps

Reducing a Long Position

203

1.406 GBP

0.5p ordinary

Swaps - Equity Swaps

Reducing a Long Position

443

1.406 GBP

0.5p ordinary

Swaps - Equity Swaps

Reducing a Long Position

747

1.413 GBP

0.5p ordinary

Swaps - Equity Swaps

Reducing a Long Position

5,316

1.41 GBP

0.5p ordinary

Swaps - Equity Swaps

Reducing a Long Position

560

1.417 GBP

0.5p ordinary

Swaps - Equity Swaps

Reducing a Long Position

7,872

1.398 GBP

0.5p ordinary

Swaps - Equity Swaps

Reducing a Long Position

3,286

1.406 GBP

0.5p ordinary

Swaps - Equity Swaps

Reducing a Long Position

8,154

1.411 GBP

0.5p ordinary

Swaps - Equity Swaps

Reducing a Long Position

1,508

1.406 GBP

0.5p ordinary

Swaps - Equity Swaps

Reducing a Long Position

16,810

1.43 GBP

0.5p ordinary

Swaps - Equity Swaps

Reducing a Long Position

5,546

1.413 GBP

0.5p ordinary

Swaps - Equity Swaps

Reducing a Long Position

520

1.397 GBP

0.5p ordinary

Swaps - Equity Swaps

Reducing a Long Position

40,214

1.397 GBP

0.5p ordinary

Swaps - Equity Swaps

Reducing a Long Position

8,713

1.397 GBP

0.5p ordinary

Swaps - Equity Swaps

Reducing a Long Position

35,032

1.397 GBP

0.5p ordinary

Swaps - Equity Swaps

Reducing a Long Position

26,986

1.397 GBP

0.5p ordinary

Swaps - Equity Swaps

Reducing a Long Position

3,002

1.511 GBP

0.5p ordinary

Swaps - Equity Swaps

Reducing a Long Position

1,807

1.393 GBP

0.5p ordinary

Swaps - Equity Swaps

Reducing a Long Position

57,720

1.491 GBP

0.5p ordinary

Swaps - Equity Swaps

Increasing a Long Position

762

1.397 GBP

0.5p ordinary

Swaps - Equity Swaps

Reducing a Short Position

8,876

1.461 GBP

0.5p ordinary

Swaps - Equity Swaps

Reducing a Short Position

14,853

1.461 GBP

0.5p ordinary

Swaps - Equity Swaps

Closing a Short Position

81,820

1.779 USD

0.5p ordinary

Swaps - Equity Swaps

Reducing a short position

418,180

1.779 USD

 

(c)

Stock-settled derivative transactions (including options)

(i)

Writing, selling, purchasing or varying

Class
of
relevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number
of
securities to which option relates

Exercise
price
per unit

Type
e.g. American, European etc.

Expiry date

Option money paid/ received per unit

N/A

N/A

N/A

N/A

N/A

N/A

N/A

N/A

 

(ii)

Exercise

Class of relevant security

Product description
e.g. call option

Exercising/
exercised
against

Number of
securities

Exercise Price per
unit

N/A

N/A

N/A

N/A

N/A

 

(d)

Other dealings (including subscribing for new securities)

Class of relevant security

Nature of dealing
e.g. subscription, conversion

Details

Price per unit (if applicable)

N/A

N/A

N/A

N/A

 

3.

OTHER INFORMATION

 

(a)

Indemnity and other dealing arrangements

 

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal
or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:
 Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none"

None

 

(b)

Agreements, arrangements or understandings relating to options or derivatives

 

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) The voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:
 If there are no such agreements, arrangements or understandings, state "none"

None

 

Date of disclosure:

15/06/2022

Contact name:

Zainab Tarteel

Telephone number:

+44207 996 1993

 

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information
Service.

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's
dealing disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

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